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Principles of Ellipsometry

*This article is a continuation of the link below (hereafter referred to as Part 1, Part 2), and the equations (1) to (12) shown in this article refer to the equations in Part 1, Part 2.

Part 1:

Part 2:

So far, we have expanded Snell's law and Fresnel's formula to complex numbers, thereby broadening their scope of application to absorbing media. Applying this principle makes it possible to measure thin film thickness and evaluate optical constants (refractive index, extinction coefficient, etc.), composition ratio, surface roughness, crystallinity, etc. We will now derive the basic principles of ellipsometry, the analytical technology that makes this possible.

​・Derivation of the definition formula of ellipsometry

First, we will examine the range of values below that we used in Part 2 .

電磁波に関する様々な公式の導出(吸収体)_171.png

From (11)-② (in Part 2),

電磁波に関する様々な公式の導出(吸収体)_092.png

If n2 > n1 , then

電磁波に関する様々な公式の導出(吸収体)_103.png

Therefore, from (11)-①-3 (in Part 2),

電磁波に関する様々な公式の導出(吸収体)_104.png

Also, from (11)-①-3 (in Part 2) and (13)-②-1,

電磁波に関する様々な公式の導出(吸収体)_172.png

Based on (13)-②-1,2,3 and ξi < 0 (∵(11)-③-5 (in Part 2)), when n2 > n1 , (12)-②-1 and (12)-③-1 (in Part 2) can be expressed as follows using the amplitude and argument :

電磁波に関する様々な公式の導出(吸収体)_142.png
電磁波に関する様々な公式の導出(吸収体)_144.png

Here, the blue part in the formula indicates that the case distinction has been incorporated into the formula, where the value of θ+ξr is zero when it is less than π/2, and is -π when it is greater than π/2.

And, from (11)-③-5,7 and (11)-④-5,7 (in Part 2), ξr and ξi can be expressed as functions of θ.

By applying this result, the Fresnel amplitude reflection coefficient ratio ρ defined in ellipsometry can be expressed as follows using the phase difference Δ and the amplitude ratio angle ψ (these are called ellipsometry parameters):

電磁波に関する様々な公式の導出(吸収体)_191.png

However, the domain of the phase difference Δ is set to 0 ≤ Δ ≤ . If the value of (13)-④-2 is outside this range, simply add 2mπ (m is an integer) and select the value of m so that it falls within the domain.

For example, when n=1.44 and κ=5.23, ψ and Δ are calculated using θ as a variable as follows:

電磁波に関する様々な公式の導出(吸収体)_112.png
電磁波に関する様々な公式の導出(吸収体)_198.png

・Description of electric field vectors for p- and s-polarized light in absorbing media

Let us now review the electromagnetic wave equation. If the electric field vectors of the p- and s-polarized incident light are Eip and Eis respectively, the electric field amplitude vectors of the p- and s-polarized incident light are EAip and EAis respectively, and the wave vector of the incident light is ki , then from the previous chapter (2)-① (in Part 1), these relationships can be expressed as follows:

電磁波に関する様々な公式の導出(吸収体)_177.png

Here, the unit vector of the electric field amplitude vector of p-polarized and s-polarized incident light is defined as follows:

電磁波に関する様々な公式の導出(吸収体)_178.png

In this case, (13)-⑤-1,2 can be rewritten as follows:

電磁波に関する様々な公式の導出(吸収体)_179.png

Similarly, if the electric field vectors of the p- and s-polarized reflected light are Erp and Ers respectively, the electric field amplitude vectors of the p- and s-polarized reflected light are EArp and EArs respectively, and the wave number vector of the reflected light is kr, then from the previous chapter (2)-① (in Part 1), these relationships can be expressed as follows:

電磁波に関する様々な公式の導出(吸収体)_180.png

Here, the unit vector of the electric field amplitude vector of p-polarized and s-polarized reflected light is defined as follows:

電磁波に関する様々な公式の導出(吸収体)_181.png

In this case, from (12)-②-3 and (12)-③-3 (in Part 2), (13)-⑧-1,2 can be rewritten as follows:

電磁波に関する様々な公式の導出(吸収体)_182.png

​・Description and illustration of electric field vectors of p- and s-polarized light in ellipsometry

In ellipsometry, the incident light is set as follows.

電磁波に関する様々な公式の導出(吸収体)_183.png

In this case, the following holds true from (12)-②-3, (12)-③-3 (in Part 2), and (13)-④-1.

電磁波に関する様々な公式の導出(吸収体)_184.png

(13)-⑦-1,2 can be rewritten as follows by applying (13)-⑪.

電磁波に関する様々な公式の導出(吸収体)_185.png

This is linearly polarized light tilted at π /4 (45 degrees) with respect to the p-axis (or s-axis). This state can be achieved by using a linearly polarized laser in monochromatic ellipsometry, or by passing white light through a polarizer in spectroscopic ellipsometry.

Also, (13)-⑩-1,2 can be rewritten as follows by applying (13)-③-1,2, (13)-④-2, and (13)-⑪.

電磁波に関する様々な公式の導出(吸収体)_193.png

Therefore, when viewed on the time axis, p-polarized light leads Δ/ω ahead of s-polarized light.

Based on the above, ψ and Δ can be illustrated on the time axis as follows:

電磁波に関する様々な公式の導出(吸収体)_194.png

Here, the electric field of the incident light is shown with the absolute value normalized to 1 in addition to the condition (13)-⑪.

In this way, a phase difference Δ occurs upon reflection of linearly polarized incident light, and the reflected light generally becomes elliptically polarized light.

The polarization changes depending on the value of Δ as shown in the diagram below. When Δ=0,π, the light is linearly polarized, and otherwise it is elliptically polarized, but the direction of rotation (clockwise and counterclockwise) is reversed before and after Δ=0,π.

電磁波に関する様々な公式の導出(吸収体)_195.png

Furthermore, (13)-⑭-1a and 2a can also be expressed as follows:

電磁波に関する様々な公式の導出(吸収体)_196.png

Therefore, when viewed on the spatial axis, p-polarized light is delayed by Δ/kr relative to s-polarized light.

Therefore, ψ and Δ can be illustrated on the spatial axis as follows:

電磁波に関する様々な公式の導出(吸収体)_197.png

Here again, the electric field of the incident light is normalized to 1 in absolute value in addition to the condition (13)-⑪.

  • ​Postscript

Conventions for the signs of phase differ between physics and optics. Here we use the conventions of physics; see below for differences between this and optics.

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