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A method for determining the absorption coefficient of a material from transmittance measurements

By measuring the transmittance of a plane-parallel substrate material (double-sided polished) with a known thickness and calculating the absorption coefficient from the measurement results, it is possible to calculate the internal transmittance for any thickness. This method is explained below.

Absorption coefficient α

In a material with internal absorption (absorption coefficient α ), the intensity of light is attenuated by a factor of exp(-αt) as it propagates from an arbitrary position x in the material to a position a distance t away.

材料の透過率測定より吸収係数を算出する方法_026.png

Furthermore, while light propagates through the material over a distance of 1/α, the intensity of light decreases by 1/e (approximately 37%). This distance is called the absorption length (or absorption depth) and is used as a guide to the thickness of the material that can be penetrated.

材料の透過率測定より吸収係数を算出する方法_025.png

The method for determining the value of this absorption coefficient α from actual measurements of the transmittance of the material will be described below.

Derivation of absorption coefficient α from transmittance measurements - For solids -

(i) Sample preparation

First, a sample with parallel flat surfaces, both of which are mirror-polished, is prepared, and the plate thickness is measured.

材料の透過率測定より吸収係数を算出する方法_069.png

t0 : thickness of sample material

Here, surface reflection can be taken into account through calculations or actual measurements, so we do not intentionally use an anti-reflection coating (because if an anti-reflection coating were used, it would make it more complicated to take into account surface reflection and absorption by the film).

(ii) Derivation of energy transmittance and energy reflectance for transmission and reflection at the boundary surface

The energy transmittance and energy reflectance of transmission and reflection at the interface between air and the sample material are derived as shown in the figure below.

材料の透過率測定より吸収係数を算出する方法_034.png

R0 : Energy reflectance at the interface between air and sample material

T0 : Energy transmittance at the interface between air and sample material

(ii)-1. Derivation of energy reflectance

(ii)-1a. Method of determining from total system reflectance measurement

By using a back-surface reflection eliminating sheet as described below, multiple reflections can be suppressed.

材料の透過率測定より吸収係数を算出する方法_015.png

As a result, the total reflected light itself becomes reflected light from the interface (single surface) between the air and the sample material, and by measuring the intensity of this reflected light, the energy reflectance can be calculated.

Specifically, the energy reflectance R0 can be calculated by dividing the total reflected light intensity I0R0 of the sample material by the incident light intensity I0 .

(ii)-1b Method of calculating from refractive index value

The energy reflectance of the front and back surfaces of the measurement medium, taking into account absorption by the medium, is as follows for normal incidence:

材料の透過率測定より吸収係数を算出する方法_037.png

*n is the refractive index of the medium, and κ is the extinction coefficient of the medium

Here, the refractive index n is a known quantity.

Furthermore, when λ is the wavelength, the relationship between κ and α is expressed as follows:

材料の透過率測定より吸収係数を算出する方法_038.png

As can be seen from (1)-①a, to calculate the energy reflectance R0 of an absorbing medium, it is necessary to know both the refractive index n and the extinction coefficient κ of that material. However, since we want to determine the absorption coefficient α through measurement, the extinction coefficient κ is an unknown quantity, as can be seen from (1)-①b. Therefore, if left as is, the number of unknown quantities will be greater than the number of equations, making it impossible to solve.

Here, when λ=0.00055 mm, the relationship between the absorption length 1/α and κ can be plotted as follows:

材料の透過率測定より吸収係数を算出する方法_066.png

As can be seen from this, unless the absorption length 1/α of the sample medium is as thin as a thin film, κ takes a value that is orders of magnitude smaller than the refractive index, and therefore κ has almost no effect on the value of R0 .

Therefore, if the sample is not a thin film but a bulk with sufficient thickness, and if enough transmitted light can be obtained to measure, then the value of the extinction coefficient κ is sufficiently smaller than the refractive index n, and it can be said that κ can be ignored in the calculation of (1)-①a, and the following formula for a non-absorbing medium can be applied. By making this approximation, R0 can be calculated.

材料の透過率測定より吸収係数を算出する方法_039.png

(ii)-2. Derivation of energy transmittance

Without a coating, it can be assumed that there is no absorption at the interface between the air and the sample material, so the energy transmittance T0 at each surface can be expressed by the following equation using the energy reflectance R0 .

材料の透過率測定より吸収係数を算出する方法_071.png

Furthermore, by applying (1)-①a', it can also be expressed in terms of the refractive index of the sample material as follows:

材料の透過率測定より吸収係数を算出する方法_072.png

(iii) Measurement of the total system transmittance of the sample material

The intensity of incident light, the amount of transmitted light through the entire system, and the amount of reflected light through the entire system are measured for the sample material.

* Although it is not actually necessary to measure the amount of light reflected by the entire system when deriving the absorption coefficient, we will also consider the amount of light reflected by the entire system here for reference.

材料の透過率測定より吸収係数を算出する方法_057.png

I0 : intensity of incident light

TM : Total system transmittance of sample material

RM : Total reflectance of the sample material

The total intensity of light transmitted through the sample material and the total intensity of light reflected through the sample material are expressed as I0TM and I0RM , respectively, so by dividing these by the intensity of incident light I0 , the total transmittance TM and total reflectance RM of the sample material can be obtained.

(iv) Derivation of absorption coefficient from actual measurement results

As mentioned above, if the absorption coefficient to be sought is α , the intensity of light is attenuated by a factor of exp(t0) due to absorption while traveling through the thickness t0 of the sample material.

Taking this into consideration, the absorption coefficient α can be calculated as follows.

(iv)-1. Simple calculation method

The branching of light rays due to transmission and reflection at the boundary surface, internal absorption, and the intensity of light transmitted through the entire system can be illustrated as follows (however, multiple reflections are not taken into account here).

材料の透過率測定より吸収係数を算出する方法_047.png

From the above figure,   The absorption coefficient α is calculated as follows:

材料の透過率測定より吸収係数を算出する方法_058.png

From (1)-② and (1)-③,

材料の透過率測定より吸収係数を算出する方法_059.png

Furthermore, by applying (1)-①a', it can also be expressed as follows.

材料の透過率測定より吸収係数を算出する方法_073.png

(iv)-2. Method taking multiple reflections into account

The diagram below shows the branching of light rays due to transmission and reflection at the boundary surface, internal absorption, and the total transmitted and reflected light, taking into account multiple reflections.

材料の透過率測定より吸収係数を算出する方法_062.png

Taking into account the multiple reflections shown in the figure above, the total system transmittance TM and total system reflectance RM of the sample material are calculated as follows:

材料の透過率測定より吸収係数を算出する方法_053.png
材料の透過率測定より吸収係数を算出する方法_054.png

Substituting (1)-② into (1)-④a,b and eliminating T0 , we obtain the following equation.

材料の透過率測定より吸収係数を算出する方法_055.png

By transforming (1)-④a', the absorption coefficient α can be obtained as follows:

材料の透過率測定より吸収係数を算出する方法_056.png

Furthermore, by substituting (1)-①a', α can also be expressed as follows using the refractive index n of the medium:

材料の透過率測定より吸収係数を算出する方法_068.png

Here, it is possible to similarly transform (1)-④b' and apply the total reflectance RM to calculate α , but in that case the reflected light before it enters the material becomes dominant, making it difficult to accurately determine α , so this is not recommended. Therefore, as mentioned above, the absorption coefficient can actually be found by measuring only the intensity of light transmitted through the entire system.

(iv)-3. Comparison between simple calculation and calculation taking multiple reflections into account

The relationship between TM and t0α at each refractive index value is plotted as follows, both in the simplified calculation and when multiple reflections are taken into consideration.

材料の透過率測定より吸収係数を算出する方法_070.png

However, the dashed line shows the result of the simple calculation, and the solid line shows the result when multiple reflections are taken into account.

As can be seen from this figure, the larger the refractive index n of the medium and the smaller the value of t0α , the larger the difference between the calculated value when the simplified calculation and the calculated value when multiple reflections are taken into account.

As mentioned above, we have shown how to determine the absorption coefficient from transmittance measurements of a sample material. However, if the sample material has extremely high absorption and almost no transmitted light is obtained, or if the sample material has almost no absorption and only the effects of surface reflection appear in the measurement results, it is difficult to determine the absorption coefficient from the measurement results. In such cases, it may be possible to measure the absorption coefficient by adjusting the thickness of the sample material to a thickness suitable for measurement, or by applying ellipsometry .

Derivation of absorption coefficient α from transmittance measurement - For liquids -

(i) Preparation of the container for the sample

吸収係数の測定結果からの計算~液体の場合~_001.png

t01 : Thickness of the container (inlet side)

ts : thickness of the sample layer

t02 : Thickness of the container (exit side)

n0 : Refractive index of the container

α0 : absorption coefficient of the container

(ii) Transmission measurement of the container only

吸収係数の測定結果からの計算~液体の場合~_002.png

I0 : Incident light intensity

IR : Amount of light transmitted through the entire system, including the container

TR : Total system transmittance of the container only

T0 : Energy transmittance at the interface between the container and air

From the figure, the following can be said:

吸収係数の測定結果からの計算~液体の場合~_004.png
吸収係数の測定結果からの計算~液体の場合~_010.png

Here, since there are many layers, if multiple reflections are taken into consideration, the calculations become quite complicated, so multiple reflections are not taken into consideration here.

Since TR can be obtained from both (2)-①a' (measurement of I0 and IR ) and (2)-①b' (calculation), it is a good idea to confirm that they match.

From (1)-②',

吸収係数の測定結果からの計算~液体の場合~_005.png

(iii) Transmission measurement of a container containing a sample

吸収係数の測定結果からの計算~液体の場合~_003.png

IM : Amount of light transmitted through the entire sample container

TM : Total system transmittance of the sample container

Ts : Energy transmittance at the interface between the container and the sample

ns : refractive index of the sample

αs : Absorption coefficient of the sample (unknown quantity)

From the figure, the following can be said:

吸収係数の測定結果からの計算~液体の場合~_006.png

Here, since there are many layers, if multiple reflections are taken into consideration, the calculations become quite complicated, so multiple reflections are not taken into consideration here.

From (1)-②',

吸収係数の測定結果からの計算~液体の場合~_007.png

(iv) Derivation of the absorption coefficient of the sample

From (2)-①b and (2)-③b,

吸収係数の測定結果からの計算~液体の場合~_008.png

Substituting (2)-② and (2)-④,

吸収係数の測定結果からの計算~液体の場合~_009.png
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